合规风险报告的路线【英】

the compliance risk reporting routes

译文来源

http://www.bjreview.com.cn/document/txt/2008-02/13/content_99226.htm

例句

1. 保险公司应当明确合规风险报告的路线，包括：保险公司营销员、公司其他部门及其员工向合规管理部门或者合规岗位的报告路线，各级合规管理部门或者合规岗位上报的路线，公司合规管理部门或者合规岗位和合规负责人向总经理、董事会审计委员会、董事会的报告路线。——《保险公司合规管理指引》

1. An insurance company shall definitely prescribe the compliance risk reporting routes that must include: the routes for the marketing staff, other departments and employees to make report to the compliance department or the compliance posts, the routes for the compliance department or compliance posts at each level to make report to the higher level, and the routes for the compliance department or compliance posts and the compliance chief to make report to the general manager, the board of directors and the auditing committee thereof.—Quoted from Guidelines for the Compliance Management of Insurance Companies